StateTrust Investments, Inc. Business Continuity Disclosure Statement

StateTrust maintains a business continuity plan, including alternate processing facilities, to address interruptions to our normal course of business. These plans are reviewed annually and updated as necessary.

Our plans outline the actions StateTrust will take in event of a building, city-wide, or regional incident, including relocating technology and operational personnel to preassigned alternate facilities. Technology data processing can also be switched to an alternate regional data center.

We along with our clearing partner, Pershing, LLC, are equipped for resumption of business and will test the system each year. Our clearing firm and StateTrust recovery time objective for business resumption, including those involving a relocation of personnel or technology, is four (4) hours. This recovery objective may be negatively affected by the unavailability of external resources and circumstances beyond their control.

If StateTrust is experiencing business interruption, we will post emergency contact information on this website.